| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VICTORY SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2025-04-28 | - |
| VS Capital Limited | RO | 就機構融資提供意見 | 2023-04-19 | - |
| First Prosperous Asset Management Company Limited | Rep | 提供資產管理 | 2022-05-03 | 2023-04-05 |
| First Prosperous Capital Company Limited | RO | 就機構融資提供意見 | 2021-11-25 | 2023-04-05 |
| JINGHUI CAPITAL LIMITED | RO | 就機構融資提供意見 | 2019-11-12 | 2021-07-31 |
| Yunfeng Financial Markets Limited | RO | 就機構融資提供意見 | 2018-07-12 | 2018-11-01 |
| Rep | 證券交易 | 2018-07-12 | 2018-11-01 | |
| Rep | 就機構融資提供意見 | 2011-10-04 | 2018-07-12 | |
| RHB CAPITAL HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2004-06-03 | 2011-09-14 |
| ORIENTAL PATRON ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-01 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-01 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-01 |
已採集記錄中暫無金管局登記。