| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2008-08-11 | 2009-03-03 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-10-09 | 2009-03-03 |
| KGI ASIA LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-11 |
| Rep | 就證券提供意見 | - | 2003-07-11 | |
| Rep | 提供資產管理 | - | 2003-07-11 | |
| Rep | 證券交易 | - | 2003-07-11 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | - | 2003-07-11 |
| Rep | 提供資產管理 | - | 2003-07-11 | |
| Rep | 期貨合約交易 | - | 2003-07-11 |