Cao, Shaoshan 曹少山
證監會中央編號:AGD038
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2008-11-13 | 2009-06-19 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | 2006-08-23 | 2008-10-16 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2004-05-13 | 2006-07-25 |
| Rep | 證券交易 | 2004-05-13 | 2006-07-25 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2004-05-13 | 2006-07-25 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2004-04-15 |
| Rep | 就證券提供意見 | - | 2004-04-15 | |
| Rep | 提供資產管理 | - | 2004-04-15 |