| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2011-11-28 | 2018-01-31 |
| Rep | 證券交易 | 2011-11-28 | 2018-01-31 | |
| Rep | 就證券提供意見 | 2010-08-03 | 2011-07-25 | |
| Rep | 證券交易 | 2010-08-03 | 2011-07-25 | |
| Redford Asset Management Limited | Rep | 就證券提供意見 | 2010-07-07 | 2010-07-15 |
| REDFORD SECURITIES LIMITED | Rep | 證券交易 | 2010-03-10 | 2010-07-15 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2008-04-30 | 2009-05-04 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2005-02-22 | 2009-05-20 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2004-07-09 | 2005-02-16 |