| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Standard & Poor's Investment Advisory Services (HK) Limited | Rep | 就證券提供意見 | 2011-12-02 | 2012-10-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就證券提供意見 | 2004-09-06 | 2006-05-23 |
| Rep | 提供資產管理 | 2004-09-06 | 2006-05-23 | |
| JPMorgan Funds (Asia) Limited | Rep | 證券交易 | 2004-09-06 | 2006-05-23 |
| BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2003-11-18 |
| Rep | 提供資產管理 | - | 2003-11-18 | |
| Rep | 就證券提供意見 | - | 2004-09-04 |