| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Derivatives China (Hong Kong) Limited | RO | 提供資產管理 | 2018-08-10 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2011-10-19 | 2012-06-12 |
| Rep | 證券交易 | 2011-10-19 | 2012-06-12 | |
| Aberdeen International Investment Management Limited | Rep | 就證券提供意見 | 2008-01-21 | 2008-12-19 |
| Rep | 證券交易 | 2008-01-21 | 2008-12-19 | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2004-10-14 | 2008-12-19 |
| Rep | 證券交易 | 2004-01-07 | 2004-04-06 | |
| HUA NAN SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-04-25 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-04-25 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-25 | |
| Rep | 證券交易 | 2003-04-01 | 2003-04-25 |