| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INFINITY ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2025-07-15 | - |
| VSFG Asset Management Limited | RO | 提供資產管理 | 2024-02-08 | 2024-04-30 |
| Rep | 提供資產管理 | 2023-12-19 | 2024-02-08 | |
| ROCIM Limited | RO | 提供資產管理 | 2018-08-22 | 2020-10-05 |
| ASPEN CREST PARTNERS (HK) LIMITED | RO | 提供資產管理 | 2013-01-03 | 2015-05-22 |
| Credit Agricole Securities (Asia) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-09-24 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-09-24 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-06 | |
| Rep | 證券交易 | 2003-04-01 | 2004-10-06 | |
| RBS Asia Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-06 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-06 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-06 | |
| Rep | 證券交易 | 2003-04-01 | 2004-10-06 |
已採集記錄中暫無金管局登記。