| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2004-01-06 | 2007-12-01 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-05-20 |
| Rep | 提供資產管理 | - | 2003-05-20 | |
| Rep | 期貨合約交易 | - | 2003-05-20 | |
| BOCI SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-05-20 |
| Rep | 就證券提供意見 | - | 2003-05-20 | |
| Rep | 提供資產管理 | - | 2003-05-20 | |
| Rep | 證券交易 | - | 2003-05-20 |