| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Alaya Capital Limited | RO | 就證券提供意見 | 2021-03-17 | 2024-05-17 |
| RO | 提供資產管理 | 2021-03-17 | 2024-05-17 | |
| Rep | 提供資產管理 | 2021-03-04 | 2021-03-17 | |
| China On Securities Limited | RO | 提供資產管理 | 2018-07-09 | 2021-02-28 |
| RO | 證券交易 | 2017-04-06 | 2021-02-28 | |
| Swiss International Asset Management Limited | Rep | 就證券提供意見 | 2015-08-31 | 2017-03-31 |
| Rep | 提供資產管理 | 2015-08-31 | 2017-03-31 | |
| ALLCO FINANCE (ASIA) LIMITED | Rep | 就證券提供意見 | 2007-12-21 | 2008-03-17 |
| Rep | 證券交易 | 2007-12-21 | 2008-03-17 | |
| CC SIF Advisory Limited | Rep | 就證券提供意見 | 2007-05-17 | 2008-04-08 |
| MACQUARIE CAPITAL LIMITED | Rep | 就證券提供意見 | 2003-10-14 | 2004-06-28 |