| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SARASIN RABO INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2008-10-22 | 2011-01-31 |
| Rep | 證券交易 | 2008-10-22 | 2011-01-31 | |
| FT Securities Limited | Rep | 就機構融資提供意見 | - | 2004-05-18 |
| Rep | 就證券提供意見 | - | 2004-05-18 | |
| Rep | 提供資產管理 | - | 2004-05-18 | |
| Rep | 證券交易 | - | 2004-07-09 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | - | 2004-05-18 |
| Rep | 提供資產管理 | - | 2004-05-18 | |
| Rep | 期貨合約交易 | - | 2004-07-09 |