| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PARRY CAPITAL MANAGEMENT LIMITED | RO | 提供資產管理 | 2013-05-21 | - |
| Parry International Trading Limited | RO | 證券交易 | 2010-08-26 | - |
| Aetas Global Markets Limited | RO | 期貨合約交易 | 2008-05-30 | 2009-10-23 |
| RO | 證券交易 | 2005-10-26 | 2009-10-23 | |
| CF GLOBAL (HK) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-22 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-22 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-22 | |
| Rep | 證券交易 | 2003-04-01 | 2003-10-22 |