| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KAISER SECURITIES LIMITED | Rep | 證券交易 | 2008-01-22 | 2009-03-11 |
| Success Futures and Foreign Exchange Limited | Rep | 期貨合約交易 | 2006-03-23 | 2008-01-15 |
| Success Securities Limited | Rep | 證券交易 | 2006-02-01 | 2008-01-15 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-08-31 | 2006-01-20 |