| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRINCE FUND MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-06-01 | 2017-05-29 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-06-25 | 2008-06-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-06-25 | 2008-06-29 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | - | 2003-06-12 |
| Rep | 就證券提供意見 | - | 2003-06-12 | |
| Rep | 提供資產管理 | - | 2003-06-12 | |
| Rep | 提供自動化交易服務 | - | 2003-06-12 | |
| Rep | 證券交易 | - | 2003-06-12 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-06-12 |
| Rep | 提供資產管理 | - | 2003-06-12 | |
| Rep | 期貨合約交易 | - | 2003-06-12 |