| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2011-12-05 | 2012-11-19 |
| Rep | 證券交易 | 2011-12-05 | 2012-11-19 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2004-05-04 |
| Rep | 提供資產管理 | - | 2004-05-04 | |
| Rep | 證券交易 | - | 2004-05-04 | |
| Rep | 就證券提供意見 | - | 2010-04-14 |