| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGRONG PT SECURITIES LIMITED | Rep | 期貨合約交易 | 2012-01-05 | 2016-02-22 |
| Rep | 槓桿式外匯交易 | 2012-01-05 | 2016-02-22 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-12-29 |
| Rep | 提供資產管理 | - | 2003-12-29 | |
| Rep | 期貨合約交易 | - | 2008-11-20 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | - | 2008-11-20 |