| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 就期貨合約提供意見 | 2013-11-18 | 2020-03-06 |
| Rep | 期貨合約交易 | 2013-11-18 | 2020-03-06 | |
| Asia Pacific Securities Limited | Rep | 證券交易 | 2003-08-25 | 2004-01-19 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2003-08-25 | 2004-01-19 |
| BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2003-05-31 |
| Rep | 就證券提供意見 | - | 2003-05-31 | |
| Rep | 提供資產管理 | - | 2003-05-31 |