| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | 證券交易 | 2012-03-09 | 2022-03-22 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2004-03-30 | 2011-07-27 |
| Rep | 證券交易 | 2004-03-30 | 2011-07-27 | |
| KuCoin Commodity Futures Limited | Rep | 就期貨合約提供意見 | - | 2004-03-22 |
| Rep | 提供資產管理 | - | 2004-03-22 | |
| Rep | 期貨合約交易 | - | 2004-03-23 | |
| KuCoin HK Limited | Rep | 就機構融資提供意見 | - | 2004-03-22 |
| Rep | 就證券提供意見 | - | 2004-03-22 | |
| Rep | 提供資產管理 | - | 2004-03-22 | |
| Rep | 證券交易 | - | 2004-03-23 |