| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TAI TAK SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-06-02 | 2007-11-30 |
| HENIK SECURITIES LIMITED | Rep | 證券交易 | 2005-06-30 | 2006-05-12 |
| EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED | Rep | 提供資產管理 | 2003-05-23 | 2004-02-12 |
| Rep | 就證券提供意見 | 2003-05-23 | 2005-01-12 |