| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2004-04-20 | 2009-01-05 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2004-04-20 | 2009-01-05 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | - | 2004-04-16 |
| Rep | 就證券提供意見 | - | 2004-04-16 | |
| Rep | 提供資產管理 | - | 2004-04-16 |