| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2006-08-15 | 2007-09-12 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2006-08-15 | 2007-09-12 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2003-07-08 | 2005-06-27 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2003-07-08 |
| Rep | 就證券提供意見 | - | 2003-07-08 | |
| Rep | 提供資產管理 | - | 2003-07-08 |