| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HARVEST GLOBAL INVESTMENTS LIMITED | Rep | 就證券提供意見 | 2016-02-23 | 2017-07-19 |
| Rep | 證券交易 | 2016-02-23 | 2017-07-19 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2014-11-21 | 2015-07-06 |
| Rep | 就證券提供意見 | 2014-11-21 | 2015-07-06 | |
| Rep | 證券交易 | 2014-11-21 | 2015-07-06 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2011-09-19 | 2014-05-19 |
| Rep | 就證券提供意見 | 2011-09-19 | 2014-05-19 | |
| Rep | 證券交易 | 2011-09-19 | 2014-05-19 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2011-09-19 | 2014-05-19 |
| Rep | 就證券提供意見 | 2011-09-19 | 2014-05-19 | |
| Rep | 證券交易 | 2011-09-19 | 2014-05-19 |