| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2008-06-03 | 2009-08-08 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2005-05-11 | 2007-04-08 |
| SG SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | - | 2003-12-16 |
| Rep | 提供資產管理 | - | 2003-12-16 | |
| Rep | 就機構融資提供意見 | - | 2004-05-19 | |
| Rep | 提供自動化交易服務 | - | 2004-05-19 | |
| Rep | 證券交易 | - | 2004-05-19 |