| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iBest Consultants Limited | Rep | 就證券提供意見 | 2011-09-26 | 2012-06-20 |
| Rep | 證券交易 | 2011-09-26 | 2012-06-20 | |
| Rep | 就證券提供意見 | 2007-11-19 | 2011-06-30 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2004-06-05 |
| Rep | 提供資產管理 | - | 2004-06-24 | |
| Rep | 證券交易 | - | 2004-06-24 | |
| Rep | 就證券提供意見 | - | 2007-11-01 |