| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2009-12-08 | 2010-07-31 |
| MANGO FINANCIAL LIMITED | Rep | 就證券提供意見 | 2006-09-06 | 2006-11-21 |
| Rep | 證券交易 | 2006-07-21 | 2006-11-21 | |
| TSE'S SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-06-25 |
| Rep | 就證券提供意見 | - | 2004-06-25 | |
| Rep | 提供資產管理 | - | 2004-06-25 | |
| Rep | 證券交易 | - | 2006-07-17 |