| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2007-09-24 | 2010-12-30 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2007-09-24 | 2010-12-30 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2004-11-26 | 2007-07-06 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-07-20 | 2007-07-06 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2004-02-26 |
| Rep | 提供資產管理 | - | 2004-02-26 | |
| Rep | 期貨合約交易 | - | 2004-07-06 |