| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2007-10-12 | 2011-04-23 |
| Rep | 期貨合約交易 | 2007-10-12 | 2011-04-23 | |
| Rep | 就證券提供意見 | 2007-07-09 | 2011-04-23 | |
| Rep | 證券交易 | 2007-07-09 | 2011-04-23 | |
| DWS Investments Hong Kong Limited | Rep | 就證券提供意見 | 2005-08-08 | 2007-06-01 |
| Rep | 證券交易 | 2005-08-08 | 2007-06-01 |