| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited | Rep | 就證券提供意見 | 2023-09-04 | 2025-09-10 |
| Rep | 證券交易 | 2023-07-13 | 2025-09-10 | |
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2018-06-27 | 2023-03-03 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2018-06-27 | 2023-03-03 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2015-08-17 | 2017-01-19 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2015-07-07 | 2017-01-19 |
| RESIDENTS SECURITIES LIMITED | RO | 證券交易 | 2006-07-25 | 2013-07-31 |
| Rep | 證券交易 | 2005-05-13 | 2006-07-25 |