| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2003-10-21 | 2008-07-01 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2003-10-21 | 2004-04-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2003-10-21 | 2008-07-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-05-20 |
| Rep | 提供資產管理 | - | 2003-05-20 | |
| Rep | 期貨合約交易 | - | 2003-05-20 |