| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CDIB Capital International (Hong Kong) Corporation Limited | Rep | 就證券提供意見 | 2022-05-18 | 2022-11-21 |
| Rep | 證券交易 | 2022-05-18 | 2022-11-21 | |
| Ellerston Capital (Hong Kong) Limited | Rep | 就證券提供意見 | 2008-12-11 | 2009-12-23 |
| Rep | 提供資產管理 | 2008-12-11 | 2009-12-23 | |
| TVG CAPITAL PARTNERS LIMITED | Rep | 就機構融資提供意見 | - | 2004-12-03 |
| Rep | 就證券提供意見 | - | 2006-05-22 |