| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-05-15 | 2025-01-09 |
| Rep | 證券交易 | 2023-05-15 | 2025-01-09 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2007-08-13 | 2009-10-14 |
| Rep | 證券交易 | 2007-08-13 | 2009-10-14 | |
| DEBTTRADERS, LIMITED - IN LIQUIDATION | Rep | 就機構融資提供意見 | - | 2004-09-16 |
| Rep | 就證券提供意見 | - | 2004-09-16 | |
| Rep | 提供資產管理 | - | 2004-09-16 | |
| Rep | 證券交易 | - | 2004-09-16 |