| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2005-01-14 | 2010-03-22 |
| Rep | 證券交易 | 2005-01-14 | 2010-03-22 | |
| Credit Agricole Securities (Asia) Limited | Rep | 就機構融資提供意見 | - | 2004-09-24 |
| Rep | 提供資產管理 | - | 2004-09-24 | |
| Rep | 就證券提供意見 | - | 2004-12-17 |