Chan, Ka Yip 陳家業
證監會中央編號:AHD697
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2012-12-04 | 2014-06-18 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2012-12-04 | 2014-06-18 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2012-12-04 | 2014-06-18 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-10-10 | 2007-08-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-10-10 | 2007-08-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 提供自動化交易服務 | - | 2003-08-15 |
| Rep | 提供資產管理 | - | 2003-12-09 | |
| Rep | 就期貨合約提供意見 | - | 2004-02-18 | |
| Rep | 期貨合約交易 | - | 2004-02-18 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-18 |
| Rep | 就證券提供意見 | - | 2004-02-18 | |
| Rep | 提供資產管理 | - | 2004-02-18 | |
| Rep | 證券交易 | - | 2004-02-20 |