| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2009-12-21 | 2010-08-12 |
| Rep | 就機構融資提供意見 | 2008-10-10 | 2010-08-12 | |
| Rep | 就證券提供意見 | 2008-10-10 | 2010-08-12 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2005-01-17 | 2008-09-29 |
| Rep | 就證券提供意見 | 2005-01-17 | 2008-09-29 | |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2003-12-23 | 2004-12-08 |
| Rep | 證券交易 | 2003-12-23 | 2004-12-08 |