| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Valverde Investment Partners Limited | RO | 提供資產管理 | 2025-03-17 | 2025-09-30 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2007-07-24 | 2008-11-07 |
| Rep | 證券交易 | 2007-07-24 | 2008-11-07 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2007-07-24 | 2008-11-07 |
| Rep | 期貨合約交易 | 2007-07-24 | 2008-11-07 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 證券交易 | 2007-07-24 | 2008-11-07 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2003-12-10 |
| Rep | 提供資產管理 | - | 2003-12-10 | |
| Rep | 就證券提供意見 | - | 2004-07-26 |