| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期貨合約交易 | 2009-07-03 | 2010-05-31 |
| Rep | 證券交易 | 2009-07-03 | 2010-05-31 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-03-10 | 2009-06-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-08-14 | 2009-06-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-06-03 | 2009-06-01 |
| iBest Consultants Limited | Rep | 就機構融資提供意見 | - | 2003-10-17 |
| Rep | 就證券提供意見 | - | 2003-10-20 | |
| Rep | 提供資產管理 | - | 2003-10-20 |