| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2022-08-01 | 2025-07-18 |
| Optimas Capital Limited | Rep | 提供資產管理 | 2021-03-11 | 2022-03-31 |
| Nine Masts Capital Limited | Rep | 提供資產管理 | 2015-04-15 | 2020-07-31 |
| Azentus Capital Management Limited | Rep | 提供資產管理 | 2011-03-03 | 2015-03-31 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2008-07-07 | 2011-01-13 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | - | 2004-10-14 |
| Rep | 就證券提供意見 | - | 2004-10-14 | |
| Rep | 提供資產管理 | - | 2004-10-14 | |
| Rep | 證券交易 | - | 2011-01-13 |