| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | RO | 就證券提供意見 | 2006-05-11 | 2007-08-31 |
| RO | 提供資產管理 | 2006-05-11 | 2007-08-31 | |
| SINOPAC FUTURES (ASIA) LIMITED | RO | 提供資產管理 | 2005-12-02 | 2007-08-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 提供資產管理 | 2005-12-02 | 2007-08-31 |
| RO | 證券交易 | 2005-12-02 | 2007-08-31 | |
| Rep | 證券交易 | 2004-02-27 | 2005-12-02 | |
| Rep | 就機構融資提供意見 | - | 2004-01-20 | |
| Rep | 就證券提供意見 | - | 2004-01-20 | |
| Rep | 提供資產管理 | - | 2004-01-20 | |
| Rep | 證券交易 | - | 2004-02-14 |