| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Solo Asset Management Limited | Rep | 就證券提供意見 | 2019-04-18 | 2026-06-11 |
| Rep | 提供資產管理 | 2018-02-20 | 2026-06-11 | |
| Solo Futures Limited | Rep | 期貨合約交易 | 2017-02-02 | 2026-06-11 |
| Solo Securities Limited | Rep | 證券交易 | 2017-02-02 | 2026-06-11 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | - | 2004-01-08 |