| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2019-08-12 | 2024-06-24 |
| Rep | 證券交易 | 2019-06-28 | 2024-06-24 | |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-21 | 2018-01-18 |
| Rep | 證券交易 | 2011-10-11 | 2019-01-12 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-10-11 | 2013-08-31 |
| Rep | 證券交易 | 2011-10-11 | 2013-08-31 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2005-01-24 | 2005-06-03 |
| CES Private (HK) Limited | Rep | 就證券提供意見 | 2004-05-31 | 2005-03-31 |