| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2003-06-24 | 2005-03-14 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2003-06-24 | 2005-10-06 |
| EUREKA SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-05-15 |
| Rep | 就證券提供意見 | - | 2003-05-15 | |
| Rep | 提供資產管理 | - | 2003-05-15 | |
| Rep | 證券交易 | - | 2003-05-15 |