| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VALUE PARTNERS HONG KONG LIMITED | Rep | 就證券提供意見 | 2010-07-12 | 2011-08-31 |
| Rep | 提供資產管理 | 2010-07-12 | 2011-08-31 | |
| Rep | 證券交易 | 2010-07-12 | 2011-08-31 | |
| VALUE PARTNERS LIMITED | Rep | 就證券提供意見 | 2010-07-12 | 2011-08-31 |
| Rep | 提供資產管理 | 2010-07-12 | 2011-08-31 | |
| Rep | 證券交易 | 2010-07-12 | 2011-08-31 | |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2005-11-11 | 2006-11-08 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2005-06-23 | 2007-05-07 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-06-23 | 2007-05-07 |
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | - | 2005-06-22 |