| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2025-11-03 | - |
| Rep | 提供資產管理 | 2025-11-03 | - | |
| Rep | 證券交易 | 2025-11-03 | - | |
| Credit Suisse (Hong Kong) Limited | RO | 就期貨合約提供意見 | 2019-04-12 | 2022-04-29 |
| RO | 就證券提供意見 | 2019-04-12 | 2022-04-29 | |
| RO | 期貨合約交易 | 2019-04-12 | 2022-04-29 | |
| RO | 證券交易 | 2019-04-12 | 2022-04-29 | |
| Rep | 就期貨合約提供意見 | 2019-01-22 | 2019-04-12 | |
| Rep | 就證券提供意見 | 2019-01-22 | 2019-04-12 | |
| Rep | 期貨合約交易 | 2019-01-22 | 2019-04-12 | |
| Rep | 證券交易 | 2019-01-22 | 2019-04-12 | |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 就期貨合約提供意見 | 2017-12-12 | 2018-10-14 |
| RO | 就證券提供意見 | 2017-12-12 | 2018-10-14 | |
| RO | 提供自動化交易服務 | 2017-12-12 | 2018-10-14 | |
| RO | 期貨合約交易 | 2017-12-12 | 2018-10-14 | |
| RO | 證券交易 | 2017-12-12 | 2018-10-14 | |
| Rep | 就期貨合約提供意見 | 2017-06-20 | 2017-12-12 | |
| Rep | 就證券提供意見 | 2017-06-20 | 2017-12-12 | |
| Rep | 提供自動化交易服務 | 2017-06-20 | 2017-12-12 | |
| Rep | 期貨合約交易 | 2017-06-20 | 2017-12-12 | |
| Rep | 證券交易 | 2017-06-20 | 2017-12-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2017-03-07 | 2017-03-21 |
| Rep | 證券交易 | 2017-03-07 | 2017-03-21 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2017-03-07 | 2017-03-21 |
| BARCLAYS CAPITAL ASIA LIMITED | RO | 期貨合約交易 | 2005-05-20 | 2010-11-18 |
| RO | 證券交易 | 2005-05-20 | 2010-11-18 | |
| Rep | 證券交易 | 2005-02-02 | 2005-05-20 |
已採集記錄中暫無金管局登記。