| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-09-07 | - |
| Rep | 提供資產管理 | 2015-09-07 | - | |
| T G HOLBORN (HK) LIMITED | Rep | 就證券提供意見 | 2005-04-21 | 2010-04-28 |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 證券交易 | 2004-06-05 | 2005-04-15 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-11-26 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-04-15 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-04-15 |