| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2006-03-31 | 2006-10-10 |
| Rep | 就證券提供意見 | 2005-08-29 | 2006-02-20 | |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-04-15 | 2005-06-08 |
| THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | 就證券提供意見 | 2004-11-26 | 2005-03-31 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-06-11 |
| Rep | 提供資產管理 | - | 2003-06-11 | |
| Rep | 期貨合約交易 | - | 2003-06-11 |