| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mage Securities Limited | Rep | 就證券提供意見 | 2011-01-20 | 2011-03-01 |
| Rep | 證券交易 | 2011-01-20 | 2011-03-01 | |
| MFG Limited (HK) | Rep | 就證券提供意見 | 2010-05-11 | 2010-08-02 |
| Rep | 證券交易 | 2010-05-11 | 2010-08-02 | |
| REDFORD SECURITIES LIMITED | Rep | 證券交易 | 2009-10-15 | 2009-12-18 |
| YF Life Investors Limited | Rep | 就證券提供意見 | 2007-07-13 | 2008-08-05 |
| Rep | 證券交易 | 2007-07-13 | 2008-08-05 | |
| Network Financial Services Limited | Rep | 就證券提供意見 | - | 2006-06-01 |