| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 期貨合約交易 | 2019-01-22 | 2021-12-10 |
| Rep | 證券交易 | 2019-01-22 | 2021-12-10 | |
| JF INTERNATIONAL MANAGEMENT INC. | Rep | 就證券提供意見 | 2015-02-16 | 2019-11-08 |
| Rep | 提供資產管理 | 2015-02-16 | 2019-11-08 | |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就期貨合約提供意見 | 2015-02-16 | 2023-08-01 |
| Rep | 就證券提供意見 | 2015-02-16 | 2023-08-01 | |
| Rep | 提供資產管理 | 2015-02-16 | 2023-08-01 | |
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信貸評級服務 | 2013-07-23 | 2015-01-23 |
| MACQUARIE CAPITAL LIMITED | Rep | 就證券提供意見 | 2006-05-11 | 2007-06-02 |