| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| South China Investment Management Limited | Rep | 提供資產管理 | 2022-10-03 | 2023-06-30 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2022-10-03 | 2023-06-30 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2004-02-25 |
| Rep | 提供資產管理 | - | 2004-02-25 | |
| Rep | 期貨合約交易 | - | 2004-05-21 |