| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-04-24 | 2012-08-02 |
| Rep | 證券交易 | 2012-04-24 | 2012-08-02 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2003-05-06 | 2004-08-16 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-05-06 | 2004-08-16 |
| Rep | 證券交易 | 2003-05-06 | 2004-08-16 | |
| Rep | 就證券提供意見 | 2003-05-02 | 2003-11-06 |