| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tung Shing Futures (Brokers) Limited | RO | 期貨合約交易 | 2005-03-31 | 2009-09-30 |
| Tung Shing Securities (Brokers) Limited | RO | 證券交易 | 2005-03-31 | 2009-09-30 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2005-03-29 | 2005-03-31 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2005-03-29 | 2005-03-31 |
| iTTa Capital Limited | RO | 就證券提供意見 | 2003-05-29 | 2004-11-26 |