Ting, Ngai 丁嵬 Hong Kong SFC License Details (ID 111658)

Ting, Ngai 丁嵬 Hong Kong SFC License Details (ID 111658)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
Yuet Sheung International Securities Limited	RO	就證券提供意見	2020-01-22	-
	RO	證券交易	2018-05-29	-
	Rep	證券交易	2018-03-28	2018-05-29
Emperor Wealth Management Limited	Rep	證券交易	2012-04-17	2018-02-02
EMPEROR FUTURES LIMITED	Rep	期貨合約交易	2011-12-02	2018-02-02
EMPEROR SECURITIES LIMITED (HK)	Rep	證券交易	2011-12-02	2018-02-02
EMPEROR FUTURES LIMITED	Rep	期貨合約交易	2007-11-27	2010-05-17
EMPEROR SECURITIES LIMITED (HK)	Rep	證券交易	2007-11-27	2010-05-17
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	證券交易	2007-05-08	2007-11-14
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期貨合約交易	2007-05-08	2007-11-14
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	證券交易	2005-06-17	2006-09-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	就期貨合約提供意見	2003-04-01	2004-02-26
	Rep	提供資產管理	2003-04-01	2004-02-26
	Rep	期貨合約交易	2003-04-01	2006-09-01